Corporate Governance — Triple Sequence Holdings

SECTION 01 // STRUCTURE

Corporate structure overview

Triple Sequence Holdings LLC is the parent company of a group of wholly owned and controlled operating subsidiaries. Governance is centralized at the parent; operations are decentralized to the businesses closest to their markets.

The Company is organized as a privately held, diversified holding company. It does not itself conduct day-to-day commercial operations; instead, it holds equity interests in, and exercises ownership oversight of, a portfolio of operating subsidiaries spanning multiple, distinct industries. Each subsidiary maintains its own management team, books and records, and operational accountability, while remaining subject to the policies, controls, and standards established by the parent.

This structure is deliberate. Centralized governance allows the Company to apply consistent standards of compliance, financial control, ethics, and risk management across the entire group. Decentralized operations allow each subsidiary to remain agile and responsive within its sector. Capital allocation, material policy decisions, and group-level controls are reserved to the parent; commercial execution is delegated to subsidiary leadership under defined authority limits and reporting obligations.

Fiscal controls are administered centrally. The parent maintains group-level oversight of accounting practices, internal controls, treasury, and reporting so that financial information is captured consistently and is audit-ready across the portfolio. Ownership decisions are documented, and authority is exercised through a defined chain of accountability from subsidiary management to the parent.

Entity TypeLimited Liability Company

JurisdictionState of Utah, United States

Formed2026

StructureDiversified holding company / parent of operating subsidiaries

Fiscal ControlsCentralized

Governing LawState of Utah

REF: TSH-2026 · EST. 2026 · LEHI, UTAH

Precise geometric stone facade representing structure, order, and durability.

Centralized governance. Decentralized operations. Consistent standards across every entity.

SECTION 02 // COMPLIANCE

Compliance & regulatory commitment

Triple Sequence Holdings LLC and each of its subsidiaries are committed to operating in full compliance with all applicable laws and regulations in every jurisdiction in which they do business.

The Company maintains a compliance posture appropriate to a diversified holding company and expects the same of every entity it owns or controls. Compliance is treated not as a formality but as a precondition of ownership: a subsidiary's adherence to applicable legal and regulatory requirements is a core element of how the parent evaluates and oversees that business.

The Company and its subsidiaries operate in full compliance with applicable federal, state, and local laws and regulations.
Each subsidiary obtains and maintains the licenses, registrations, and permits required to conduct its business lawfully.
The Company cooperates fully and in good faith with regulators, examiners, and other governmental authorities.
Compliance responsibilities are clearly assigned, documented, and subject to periodic review at both the parent and subsidiary level.
Policies and procedures are updated as laws and regulatory expectations evolve.
Material legal and regulatory matters are escalated to parent-level oversight for review and resolution.

SECTION 03 // ETHICS

Ethics & conduct standards

The Company maintains a Code of Conduct that applies to all directors, officers, employees, and personnel of the parent and its subsidiaries. Its principles define how we expect everyone associated with the Company to act.

Integrity. We act honestly and in good faith, and we hold ourselves to the highest standards of personal and professional conduct.
Conflicts of interest. Actual, potential, and perceived conflicts of interest must be disclosed and managed so that decisions are made in the best interests of the Company and its stakeholders.
Fair dealing. We deal fairly with counterparties, partners, suppliers, and colleagues, and we do not take unfair advantage through manipulation, concealment, or misrepresentation.
Confidentiality. We safeguard confidential and proprietary information and use it only for legitimate business purposes.
Anti-bribery and anti-corruption. We prohibit bribery and corruption in any form, consistent with the U.S. Foreign Corrupt Practices Act (FCPA) and other applicable anti-corruption laws.
Whistleblower protection. We provide channels to report suspected misconduct in good faith and prohibit retaliation against anyone who does so.

Concerns regarding ethics or conduct may be raised in good faith to compliance@triplesequenceholdings.com. Good-faith reports are protected from retaliation.

SECTION 04 // RISK

Risk management framework

The Company maintains a structured framework to identify, assess, monitor, and mitigate risk across its diversified portfolio. Risk is reviewed continuously at both the subsidiary and parent level, with material exposures escalated for group oversight.

Our approach is built on clear ownership of risk, independent review, and documented internal controls. Subsidiaries are responsible for managing the risks inherent in their operations; the parent maintains oversight of the group-level risk profile, sets minimum control standards, and reviews significant exposures. The Company organizes its risk management around the following principal categories.

01

Financial risk

Capital allocation discipline, liquidity and treasury oversight, concentration limits, and accuracy of financial reporting across the group.

02

Operational risk

Continuity of operations, internal controls, vendor and counterparty dependency, data integrity, and information security across subsidiaries.

03

Legal & regulatory risk

Compliance with applicable laws, licensing obligations, contractual exposure, and changes in the regulatory environment affecting any portfolio company.

04

Reputational risk

Conduct, ethics, public trust, and the integrity of relationships with counterparties, regulators, and the communities in which we operate.

Risks are identified and assessed for likelihood and potential impact at the subsidiary level and aggregated for group review.
Internal controls are documented, maintained, and tested for effectiveness.
Material risks and control matters are subject to independent review and parent-level oversight.
Risk reporting is timely, accurate, and escalated through a defined chain of accountability.

SECTION 05 // TRANSPARENCY

Transparency principles

The Company is committed to accurate records, sound reporting, and documented decision-making across the group.

Accurate books and records. The Company and its subsidiaries maintain complete and accurate books and records that fairly reflect transactions and the use of Company assets.
Regular financial reporting. Financial information is reported to stakeholders on a regular basis, prepared in accordance with applicable standards and consistent group accounting practices.
Audit readiness. Records, controls, and supporting documentation are maintained in a state of readiness for internal and external review.
Documented decision-making. Material decisions, approvals, and authorizations are documented and traceable through a defined governance process.

SECTION 06 // AML

Anti-Money Laundering (AML) commitment

Triple Sequence Holdings LLC maintains an anti-money laundering (AML) program reasonably designed to detect and prevent money laundering, terrorist financing, and other illicit finance. The Company is committed to conducting its affairs, and to overseeing its subsidiaries, in a manner consistent with applicable AML laws and regulations.

The Company maintains an AML program reasonably designed to detect and prevent money laundering and the financing of terrorism.
Transactions and business relationships are monitored, on a risk-sensitive basis, for indicators of suspicious or unusual activity.
Suspicious activity is reviewed and reported to the appropriate authorities as and when required by applicable law.
The Company prohibits any dealings that would violate applicable sanctions administered by the U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) or other applicable sanctions regimes.
Relevant personnel receive guidance appropriate to their responsibilities, and records are retained in accordance with applicable requirements.
Responsibility for the AML program is assigned, and the program is reviewed and updated as laws and risks evolve.

SECTION 07 // KYC

Know Your Customer (KYC) commitment

The Company applies customer and counterparty due diligence appropriate to its activities and risk profile, consistent with applicable requirements.

The Company performs customer, counterparty, and partner due diligence (CDD) appropriate to the nature and risk of each relationship.
Identities are verified, and beneficial ownership is identified and verified, using reliable and independent information where required.
Counterparties and relevant parties are screened against applicable sanctions lists and watchlists, including OFAC-administered lists.
Enhanced due diligence is applied to higher-risk relationships, and relationships are subject to ongoing review.
Due diligence records are maintained consistent with applicable legal and regulatory requirements.

Compliance inquiries

For questions regarding this governance framework, our compliance program, or to report a concern, please contact our Legal & Compliance team at compliance@triplesequenceholdings.com. Correspondence may also be directed to Triple Sequence Holdings LLC, 3300 North Triumph Boulevard, Suite 100, Lehi, UT 84043, United States.

This page describes the Company's governance principles and commitments and is provided for general informational purposes only. It does not constitute legal advice or an offer to sell or a solicitation of an offer to buy any security.